Abstract: | For an arbitrary open, nonempty, bounded set $Omega subset mathbb{R}^n$,
$n in mathbb{N}$, and sufficiently smooth coefficients $a,b,q$, we consider
the closed, strictly positive, higher-order differential operator $A_{Omega,
2m} (a,b,q)$ in $L^2(Omega)$ defined on $W_0^{2m,2}(Omega)$, associated with
the higher-order differential expression $$ au_{2m} (a,b,q) :=
igg(sum_{j,k=1}^{n} (-i partial_j - b_j) a_{j,k} (-i partial_k -
b_k)+qigg)^m, quad m in mathbb{N}, $$ and its Krein--von Neumann extension
$A_{K, Omega, 2m} (a,b,q)$ in $L^2(Omega)$. Denoting by $N(lambda; A_{K,
Omega, 2m} (a,b,q))$, $lambda > 0$, the eigenvalue counting function
corresponding to the strictly positive eigenvalues of $A_{K, Omega, 2m}
(a,b,q)$, we derive the bound $$ N(lambda; A_{K, Omega, 2m} (a,b,q)) leq C
v_n (2pi)^{-n} igg(1+frac{2m}{2m+n}igg)^{n/(2m)} lambda^{n/(2m)} , quad
lambda > 0, $$ where $C = C(a,b,q,Omega)>0$ (with $C(I_n,0,0,Omega) =
|Omega|$) is connected to the eigenfunction expansion of the self-adjoint
operator $widetilde A_{2m} (a,b,q)$ in $L^2(mathbb{R}^n)$ defined on
$W^{2m,2}(mathbb{R}^n)$, corresponding to $ au_{2m} (a,b,q)$. Here $v_n :=
pi^{n/2}/Gamma((n+2)/2)$ denotes the (Euclidean) volume of the unit ball in
$mathbb{R}^n$.
Our method of proof relies on variational considerations exploiting the
fundamental link between the Krein--von Neumann extension and an underlying
abstract buckling problem, and on the distorted Fourier transform defined in
terms of the eigenfunction transform of $widetilde A_{2} (a,b,q)$ in
$L^2(mathbb{R}^n)$.
We also consider the analogous bound for the eigenvalue counting function for
the Friedrichs extension $A_{F,Omega, 2m} (a,b,q)$ in $L^2(Omega)$ of
$A_{Omega, 2m} (a,b,q)$.
No assumptions on the boundary $partial Omega$ of $Omega$ are made. |